ISO/IEC 42001 Lead Auditor

Competency domains

The bank holds 358 original questions, including scenario-based sets. Each attempt draws 80 questions weighted like the real exam, in 180 minutes, with a 70% pass mark. Questions you have already seen are set aside until the pool runs out, and results are shown domain by domain.

1. D1 Fundamental principles and concepts of an AI management system · 13 questions

   AI concepts and terminology (ISO/IEC 22989), trustworthy AI characteristics, AI risk sources and objectives, the AIMS approach, related standards and regulatory landscape.

2. D2 AI management system requirements (ISO/IEC 42001) · 8 questions

   Interpreting clauses 4 to 10 of ISO/IEC 42001 and the Annex A controls from the perspective of an auditor.

3. D3 Fundamental audit concepts and principles · 14 questions

   ISO 19011 principles of auditing, audit types, evidence-based and risk-based auditing, ISO/IEC 17021-1 certification requirements, auditor competence and conduct.

4. D4 Preparing an ISO/IEC 42001 audit · 12 questions

   Initiating the audit, stage 1 audit, audit plan, audit team assignments, working documents, audit test plans and preparation for stage 2.

5. D5 Conducting an ISO/IEC 42001 audit · 18 questions

   Opening meeting, collecting and verifying evidence, audit procedures, interviews and sampling, auditing clauses 4 to 10 and Annex A controls, drafting findings and nonconformity reports.

6. D6 Closing an ISO/IEC 42001 audit · 8 questions

   Audit conclusions, closing meeting, audit report, quality review, evaluation of corrective action plans, follow-up and certification decision.

7. D7 Managing an ISO/IEC 42001 audit program · 7 questions

   Establishing, implementing, monitoring and improving an audit program (ISO 19011 clause 5), surveillance and recertification, internal audit programs.